Risk
Capital Markets Third Party Risk Management Function Stand-up
Enhancement Third Party Risk Management & Audit Remediation for Fortune 50 Financial Services Institution
The Client’s Capital Markets division encountered significant third-party risk exposure due to an increasing number of relationships with counterparty suppliers and vendors. The Client lacked a comprehensive third-party risk management function to support key activities across the third-party lifecycle phases, and stakeholder support was only provided through decentralized, ad hoc activities. Additionally, to reduce third-party risk exposure, remediate outstanding findings, and ensure compliance with new enterprise standards, the Client required efficient and effective measurement and monitoring of third-party risk factors, aligned with industry standards and best practices. Client sought expertise and support from Reference Point (RP) to establish and implement a comprehensive third-party risk management function and strategy to mitigate key risks to the business and technology, by ensuring supplier alignment to existing third-party risk policies and standards. Reference Point facilitated the development of a new divisional third-party process and procedure and an implementation roadmap to achieve division-wide adoption.
Customer Master Data Management Solution Development
Customer MDM Vendor Selection & Solution Architecture
StrategyHome Loans Organization & End-to-End Process Strategic Assessment
Increased Efficiency and Profitability Across the Loan Origination Lifecycle
RiskAnti-Money Laundering Review Backlog Acceleration
Remediation of Enhanced Due Diligence Review Processes
Sample Case Studies
Capital Markets Third Party Risk Management Function Stand-up
Risk Enhancement Third Party Risk Management & Audit Remediation for Fortune 50 Financial Services Institution
Anti-Money Laundering Review Backlog Acceleration
Risk Remediation of Enhanced Due Diligence Review Processes for Fortune 100 Financial Services Institution
Project Management Risk Oversight Operating Model
Risk Establishing and Implementing a Program Management Risk Oversight (PMRO) Team for Bulge Bracket Investment Bank
CISO Dashboard
Risk Data Technology Actionable Insights from Unified & Interactive InfoSec Environment Data for U.S. Bank Cooperative
End-to-End AML Process Enhancement Recommendations
Strategy Risk Strategies to Improve Quality of Enhanced Due Diligence Reviews for Fortune 100 Financial Services Institution
End-to-End Services, Working Together
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